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Title:  

Guide For Investment Advisers

 
 Volume/Number:  2015 November 
 Issuing Agency:   
 Description:  Following is an overview of various requirements for investment advisers registered with the Illinois Securities Department. Please note that this is not a complete listing of all legal requirements under the Illinois Securities Law of 1953 or its Administrative Rules. 
 Date Created:  11-30-2015 
 Agency ID:  SEC 341.1 
 ISL ID:  000000059833   Original UID: 181195 FIRST WORD: Guide 
2:

Title:  

Tracing the Value of Old Securities

 
 Volume/Number:  2015 November 
 Issuing Agency:   
 Description:  The Illinois Securities Department does not maintain information regarding the value of older securities nor is it able to trace them. However, to assist consumers in search of this kind of information, the department offers the following suggestions: 
 Date Created:  11-30-2015 
 Agency ID:  Sec 338.1 
 ISL ID:  000000059834   Original UID: 181196 FIRST WORD: Tracing