| | 821: | | Title: | | | | | Volume/Number: | 2007 Winter | | | | Issuing Agency: | | | | | Description: | Newsletter for investors. In this issue: Monitor online accounts carefully, Waukegan financial advisor sentenced for defrauding elderly, Enforcement Administrative Orders, Investor Education reaches students through simulcasts, Investigators surprised by alligators and sharks, | | | | Date Created: | 01 25 2007 | | | | Agency ID: | | | | | ISL ID: | 000000022657 Original UID: 11439 FIRST WORD: Securities | |
| 822: | | Title: | | | | | Volume/Number: | 2006 Summer | | | | Issuing Agency: | | | | | Description: | Newsletter for investors. In this issue: Naperville man convicted on 15 counts of fraud, Dont Get Scammed campaign launched, Switching from state to SEC-registered status, senior specialist, Enforcement Administrative Orders, Financial Regulators Fair at Thompson Center, New branch office definition adopted | | | | Date Created: | 07 13 2006 | | | | Agency ID: | | | | | ISL ID: | 000000022658 Original UID: 11440 FIRST WORD: Securities | |
| 823: | | Title: | | | | | Volume/Number: | 2006 Winter | | | | Issuing Agency: | | | | | Description: | Newsletter for investors. In this issue: Investment preacher sentenced to prison, Calling all Senior Centers, Internet and E-mail Scams, Troops Against Predatory Scams, Enforcement Administrative Orders, CRD at a Glance keeps firms up to date, Renewals hit record levels for 2006, | | | | Date Created: | 02 17 2006 | | | | Agency ID: | | | | | ISL ID: | 000000022659 Original UID: 11441 FIRST WORD: Securities | |
| 824: | | Title: | | | | | Volume/Number: | 2005 Fall | | | | Issuing Agency: | | | | | Description: | Newsletter for investors. In this issue: Be aware of Hurricane Katrina-related scams, Securities Department integral in prosecution of recent fraud cases, Quick access to investment adviser information, Regulatory Agencies, Enforcement Administrative Orders, New edition of Investment Guide now available, Key Filing Dates for 2006 | | | | Date Created: | 10 06 2005 | | | | Agency ID: | | | | | ISL ID: | 000000022660 Original UID: 11442 FIRST WORD: Securities | |
| 825: | | Title: | | | | | Volume/Number: | 2005 Spring/Summer | | | | Issuing Agency: | | | | | Description: | Newsletter for investors. In this issue: Top 10 Threats to Illinois Investors2005, Broker/dealer branch office reporting deadline June 30, Researching your Broker or Investment Adviser, Enforcement Administrative Orders, Administrative Orders now available online, Investor Education reaches out to more than 2,100 Illinois students, Lions, Kiwanis, Rotary Club members, | | | | Date Created: | 06 06 2005 | | | | Agency ID: | | | | | ISL ID: | 000000022661 Original UID: 11443 FIRST WORD: Securities | |
| 826: | | Title: | | | | | Volume/Number: | 2007 May | | | | Issuing Agency: | | | | | Description: | This brochure informs you about the warning signs of a business opportunity scam and what to expect when entering into a legitimate business deal. | | | | Date Created: | 05 01 2007 | | | | Agency ID: | | | | | ISL ID: | 000000022666 Original UID: 11459 FIRST WORD: Avoiding | |
| 827: | | Title: | | | | | Volume/Number: | 2004 December | | | | Issuing Agency: | | | | | Description: | This brochure has tips for persons selecting a business broker, selling a business and buying a business. | | | | Date Created: | 12 02 2004 | | | | Agency ID: | | | | | ISL ID: | 000000022667 Original UID: 11460 FIRST WORD: Business | |
| 828: | | Title: | | | | | Volume/Number: | 2006 January | | | | Issuing Agency: | | | | | Description: | Brochure describing the The Central Registration Depository System, a computerized database that holds licensing information on stockbrokers (or registered representatives) and brokerage firms throughout the country. It tells consumers how to request a report. | | | | Date Created: | 03 06 2006 | | | | Agency ID: | | | | | ISL ID: | 000000022668 Original UID: 11461 FIRST WORD: Checking | |
| 829: | | Title: | | | | | Volume/Number: | 2009 | | | | Issuing Agency: | | | | | Description: | Fact sheet to inform consumers so they can avoid being defrauded. | | | | Date Created: | 10 30 2009 | | | | Agency ID: | | | | | ISL ID: | 000000022680 Original UID: 11473 FIRST WORD: Facts | |
| 830: | | Title: | | | | | Volume/Number: | 2008 | | | | Issuing Agency: | | | | | Description: | Brochure about FSI: Fraud Scene Investigator, a new online, interactive game at www.cyberdriveillinois.com that teaches students about financial fraud. | | | | Date Created: | 06 25 2008 | | | | Agency ID: | | | | | ISL ID: | 000000022682 Original UID: 11475 FIRST WORD: FSI: | |
| 831: | | Title: | | | | | Volume/Number: | 2005 | | | | Issuing Agency: | | | | | Description: | This guide outlines investment options, tips on selecting a broker or investment adviser and the warning signs of investor fraud. Included are sections on business opportunities, loan brokers and business brokers, online trading, and a checklist for investors to use when a broker calls. | | | | Date Created: | 09 30 2005 | | | | Agency ID: | | | | | ISL ID: | 000000022683 Original UID: 11476 FIRST WORD: Investment | |
| 832: | | Title: | | | | | Volume/Number: | vol. 33, no. 43 2009 October 23 | | | | Issuing Agency: | | | | | Description: | The Illinois Register is the official state document for publishing public notice of rulemaking activity initiated by State governmental agencies. The table of contents is arranged categorically by rulemaking activity and alphabetically by agency within each category. | | | | Date Created: | 10 16 2009 | | | | Agency ID: | | | | | ISL ID: | 000000022777 Original UID: 11569 FIRST WORD: Illinois | |
| 833: | | Title: | | | | | Volume/Number: | vol. 33, no. 44 2009 October 30 | | | | Issuing Agency: | | | | | Description: | The Illinois Register is the official state document for publishing public notice of rulemaking activity initiated by State governmental agencies. The table of contents is arranged categorically by rulemaking activity and alphabetically by agency within each category. | | | | Date Created: | 10 22 2009 | | | | Agency ID: | | | | | ISL ID: | 000000022780 Original UID: 11573 FIRST WORD: Illinois | |
| 834: | | Title: | | | | | Volume/Number: | vol. 33, no. 45 2009 November 6 | | | | Issuing Agency: | | | | | Description: | The Illinois Register is the official state document for publishing public notice of rulemaking activity initiated by State governmental agencies. The table of contents is arranged categorically by rulemaking activity and alphabetically by agency within each category. | | | | Date Created: | 10 29 2009 | | | | Agency ID: | | | | | ISL ID: | 000000022835 Original UID: 11625 FIRST WORD: Illinois | |
| 835: | | Title: | | | | | Volume/Number: | vol. 33, no. 46 2009 November 13 | | | | Issuing Agency: | | | | | Description: | The Illinois Register is the official state document for publishing public notice of rulemaking activity initiated by State governmental agencies. The table of contents is arranged categorically by rulemaking activity and alphabetically by agency within each category. | | | | Date Created: | 11 04 2009 | | | | Agency ID: | | | | | ISL ID: | 000000022977 Original UID: 11667 FIRST WORD: Illinois | |
| 836: | | Title: | | | | | Volume/Number: | vol. 33, no. 47 2009 Nov. 20 | | | | Issuing Agency: | | | | | Description: | The Illinois Register is the official state document for publishing public notice of rulemaking activity initiated by State governmental agencies. The table of contents is arranged categorically by rulemaking activity and alphabetically by agency within each category. | | | | Date Created: | 11 13 2009 | | | | Agency ID: | | | | | ISL ID: | 000000023656 Original UID: 11892 FIRST WORD: Illinois | |
| 837: | | Title: | | | | | Volume/Number: | vol. 33, no. 48 2009 Nov. 30 | | | | Issuing Agency: | | | | | Description: | The Illinois Register is the official state document for publishing public notice of rule making activity initiated by State governmental agencies. The table of contents is arranged categorically by rule making activity and alphabetically by agency within each category. | | | | Date Created: | 11 19 2009 | | | | Agency ID: | | | | | ISL ID: | 000000023657 Original UID: 11893 FIRST WORD: Illinois | |
| 838: | | Title: | | | | | Volume/Number: | vol. 33, no. 49 2009 December 4 | | | | Issuing Agency: | | | | | Description: | The Illinois Register is the official state document for publishing public notice of rulemaking activity initiated by State governmental agencies. The table of contents is arranged categorically by rulemaking activity and alphabetically by agency within each category. | | | | Date Created: | 12 04 2009 | | | | Agency ID: | | | | | ISL ID: | 000000023659 Original UID: 11895 FIRST WORD: Illinois | |
| 839: | | Title: | | | | | Volume/Number: | vol. 33, no. 50 2009 December 11 | | | | Issuing Agency: | | | | | Description: | The Illinois Register is the official state document for publishing public notice of rulemaking activity initiated by State governmental agencies. The table of contents is arranged categorically by rulemaking activity and alphabetically by agency within each category. | | | | Date Created: | 12 02 2009 | | | | Agency ID: | | | | | ISL ID: | 000000023660 Original UID: 11898 FIRST WORD: Illinois | |
| 840: | | Title: | | | | | Volume/Number: | vol. 33, no. 51 2009 December 18 | | | | Issuing Agency: | | | | | Description: | The Illinois Register is the official state document for publishing public notice of rulemaking activity initiated by State governmental agencies. The table of contents is arranged categorically by rulemaking activity and alphabetically by agency within each category. | | | | Date Created: | 12 11 2009 | | | | Agency ID: | | | | | ISL ID: | 000000023661 Original UID: 11899 FIRST WORD: Illinois | |
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