SiteTitle | • | Investment Guide for Illinois Consumers | [X] |
| | 1: | | Title: | | | | | Volume/Number: | 2011 June | | | | Issuing Agency: | | | | | Description: | This guide outlines investment options, tips on selecting a broker or investment adviser and the warning signs of investor fraud. Included is a checklist for investors to use when a broker calls. | | | | Date Created: | 06 22 2011 | | | | Agency ID: | SEC PUB 9.5 | | | | ISL ID: | 000000044067 Original UID: 23567 FIRST WORD: Investment | |
| 2: | | Title: | | | | | Volume/Number: | 2015 November | | | | Issuing Agency: | | | | | Description: | Under Illinois law, any person of a firm offering investment advice to consumers in exchange for compensation and with more than five clients must be registered as an investment adviser with the Illinois Securities Department. | | | | Date Created: | 12-07-2015 | | | | Agency ID: | SEC PUB 9.6 | | | | ISL ID: | 000000058925 Original UID: 180139 FIRST WORD: Investment | |
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