Electronic Documents of Illinois
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Users should pay particular attention to version identification or dates of publication of documents retrieved. Earlier, possibly superseded, versions of documents are also stored here. TitleForm BR Uniform Branch Office Registration Form General Instructions
- The Uniform Branch Office Registration Form (Form BR) is the form used for branch office registration, notification, closing or withdrawal. Broker-dealers and investment advisers must use this form to register or notice file their branch offices in the appropriate jurisdictions and/or with SROs. These instructions apply to the filing of Form BR electronically with the Central Registration Depository ("CRD"). Filers submitting paper filings should read the Special Instructions For Paper Filers (Jurisdictions Only) in conjunction with the other instructions to the form.
Originally Deposited as: 23545
Published By: Phone Number: Language(s): EN-English Volume or Year: Number or Issue: Date Created: 08 22 2007 Date Last Modified: 01 30 2008 Librarian Remarks: |
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